SEC Form 4 · accession 0001127602-16-062467
DOLLAR TREE, INC. · DLTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Saunders
Director
Period of report
Sep 13, 2016
Accepted (ET)
Sep 13, 2016 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935703
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 13, 2016 | M | 7,232 | $12.0434 | A | 2,368,711 | D | |
| Common Stock | Sep 13, 2016 | M | 6,270 | $13.8967 | A | 2,374,981 | D | |
| Common Stock | Sep 13, 2016 | M | 6,000 | $14.52 | A | 2,380,981 | D | |
| Common Stock | holding | — | — | — | 63,756 | I | Trusts (Family) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $12.0434 | Sep 13, 2016 | M | 7,232 | D | Oct 1, 2008 | Oct 1, 2018 | Common Stock | 7,232 | 0 | D |
| Stock Option (right to buy)F1,F2 | $13.8967 | Sep 13, 2016 | M | 6,270 | D | Jan 1, 2009 | Jan 1, 2019 | Common Stock | 6,270 | 0 | D |
| Stock Option (right to buy)F1,F2 | $14.52 | Sep 13, 2016 | M | 6,000 | D | Apr 1, 2009 | Apr 1, 2019 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1Immediately exercisable.
- F2Expires at the earlier of one year after ceasing to be a director, with certain grace periods, or ten years after grant.