SEC Form 4 · accession 0001127602-16-057188
DOLLAR TREE, INC. · DLTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Saunders
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 5, 2016 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935703
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2016 | A | 799 | $0.00 | A | 2,315,387 | D | |
| Common Stock | holding | — | — | — | 0 | I | 2000 CRT | |
| Common Stock | holding | — | — | — | 63,756 | I | Trusts (Family) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3,F4 | $93.78 | Jul 1, 2016 | A | 1,898 | A | Jul 1, 2016 | Jul 1, 2026 | Common Stock | 1,898 | 1,898 | D |
Explanation of responses
- F1Shares of Common Stock granted from the Issuer's shareholder approved Omnibus Incentive Plan.
- F2Acquired under the 2013 Director Deferred Compensation Plan, in lieu of director's fees for the applicable period.
- F3Immediately exercisable.
- F4Expires at the earlier of one year after ceasing to be a director, with certain grace periods, or ten years after grant.