SEC Form 4 · accession 0001127602-15-026790
DOLLAR TREE, INC. · DLTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Anne Citrino
Director
Period of report
Sep 9, 2015
Accepted (ET)
Sep 10, 2015 · 9:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935703
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 9, 2015 | M | 3,594 | $8.64 | A | 3,594 | D | |
| Common Stock | Sep 9, 2015 | M | 3,198 | $9.71 | A | 6,792 | D | |
| Common Stock | Sep 9, 2015 | M | 3,606 | $11.03 | A | 10,398 | D | |
| Common Stock | Sep 9, 2015 | M | 3,302 | $12.04 | A | 13,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $8.64 | Sep 9, 2015 | M | 3,594 | D | Jan 1, 2008 | Jan 1, 2018 | Common Stock | 3,594 | 0 | D |
| Stock Option (right to buy)F1,F2 | $9.71 | Sep 9, 2015 | M | 3,198 | D | Apr 1, 2008 | Apr 1, 2018 | Common Stock | 3,198 | 0 | D |
| Stock Option (right to buy)F1,F2 | $11.0267 | Sep 9, 2015 | M | 3,606 | D | Jul 1, 2008 | Jul 1, 2018 | Common Stock | 3,606 | 0 | D |
| Stock Option (right to buy)F1,F2 | $12.0434 | Sep 9, 2015 | M | 3,302 | D | Oct 1, 2008 | Oct 1, 2018 | Common Stock | 3,302 | 0 | D |
Explanation of responses
- F1Immediately exercisable.
- F2Expires at the earlier of one year after ceasing to be a director, with certain grace periods, or ten years after grant.