SEC Form 4 · accession 0001127602-15-013402
DOLLAR TREE, INC. · DLTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary M Philbin
Officer — President
Period of report
Apr 1, 2015
Accepted (ET)
Apr 2, 2015 · 2:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935703
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2015 | M | 10,163 | $0.00 | A | 116,174 | D | |
| Common Stock | Apr 1, 2015 | F | 4,848 | $81.30 | D | 111,326 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | $0.00 | Apr 1, 2015 | M | 10,163 | D | Apr 1, 2015 | Apr 1, 2015 | Common Stock | 10,163 | 20,327 | D |
Explanation of responses
- F1Portion vested at anniversary of three-year award.
- F2Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.
- F3Convert without cost to shares of common stock on a one-for-one basis.