SEC Form 4 · accession 0001127602-15-013068
DOLLAR TREE, INC. · DLTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert H Rudman
Officer — Chief Merchandising Officer
Period of report
Mar 30, 2015
Accepted (ET)
Apr 1, 2015 · 1:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935703
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 30, 2015 | M | 7,054 | $0.00 | A | 7,054 | D | |
| Common Stock | Mar 30, 2015 | F | 3,365 | $81.81 | D | 3,689 | D | |
| Common StockF4 | Mar 30, 2015 | M | 5,078 | $0.00 | A | 8,767 | D | |
| Common Stock | Mar 30, 2015 | M | 2,423 | $81.81 | D | 6,344 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.00 | Mar 30, 2015 | M | 7,054 | D | Mar 30, 2015 | Mar 30, 2015 | Common Stock | 7,054 | 0 | D |
| Restricted Stock UnitF4,F2 | $0.00 | Mar 30, 2015 | M | 5,078 | D | Mar 30, 2015 | Mar 30, 2015 | Common Stock | 5,078 | 0 | D |
Explanation of responses
- F1Portion vested at anniversary of three-year award.
- F2Convert without cost to shares of common stock on a one-for-one basis.
- F3Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.
- F4The Compensation Committee certified on 3/11/2015 the level of performance achieved for the performance-based RSUs awarded on 3/30/2012 pursuant to the 2012 Long-Term Performance Plan for fiscal years 2012, 2013 and 2015. The award will fully vest on 3/30/2015.