SEC Form 4 · accession 0001127602-15-011157
DOLLAR TREE, INC. · DLTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bob Sasser
Officer — Chief Executive Officer · Director
Period of report
Mar 11, 2015
Accepted (ET)
Mar 12, 2015 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935703
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1 | $0.00 | Mar 11, 2015 | A | 76,230 | A | Apr 1, 2015 | Apr 1, 2015 | Common Stock | 76,230 | 76,230 | D |
| Restricted Stock UnitF3,F1 | $0.00 | Mar 11, 2015 | A | 7,617 | A | Mar 30, 2015 | Mar 30, 2015 | Common Stock | 7,617 | 7,617 | D |
Explanation of responses
- F1Convert without cost to shares of common stock on a one-for-one basis.
- F2The Compensation Committee certified on 3/11/2015 that the Company achieved its 2014 performance target for performanced-based restricted stock units granted on 4/1/2014 and that shares will vest in approximately three equal installments, beginning on the first anniversary of the award date, subject to continued employment.
- F3The Compensation Committee certified on 3/11/2015 the level of performance achieved for the performance-based RSUs awarded on 3/30/2012 pursuant to the 2012 Long-Term Performance Plan for fiscal years 2012, 2013 and 2015. The award will fully vest on 3/30/2015.