SEC Form 4 · accession 0001127602-19-002765
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jaime A Ramirez
Officer — SVP & President, GEM & Elu
Period of report
Jan 24, 2019
Accepted (ET)
Jan 28, 2019 · 8:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 24, 2019 | S | 600 | $118.6869 | D | 35,048 | D | |
| Common Stock | Jan 24, 2019 | M | 3,500 | $70.61 | A | 38,548 | D | |
| Common StockF1 | Jan 24, 2019 | F | 2,805 | $118.8383 | D | 35,743 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $70.61 | Jan 24, 2019 | M | 3,500 | D | — | Dec 6, 2022 | Common Stock | 3,500 | 11,500 | D |
Explanation of responses
- F1Shares sold to cover options exercised via cashless hold.
- F2Currently 100% vested