SEC Form 4 · accession 0001127602-18-010376
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Voelker
Officer — SVP, Chief HR Officer
Period of report
Mar 5, 2018
Accepted (ET)
Mar 6, 2018 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2018 | A | 3,284 | $163.29 | A | 20,367 | D | |
| Common StockF2 | Mar 5, 2018 | S | 3,284 | $151.44 | D | 17,083 | D | |
| Common StockF3 | holding | — | — | — | 1,170 | I | Through Computershare Under ESPP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued pursuant to the 2015-2017 performance awards program under the Company's 2013 Long-Term Incentive Plan, net of shares withheld to cover taxes.
- F2Pursuant to 10b5-1 Plan
- F3Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.