SEC Form 4/A · accession 0001127602-18-005591
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James M Loree
Officer — President & CEO
Period of report
Dec 7, 2017
Accepted (ET)
Feb 13, 2018 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2017 | A | 9,995 | $0.00 | A | 107,891 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $168.36 | Dec 7, 2017 | A | 75,000 | A | Dec 7, 2018 | Dec 7, 2027 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1The Form 4 filed on December 11, 2017 incorrectly stated in Column 5 of Table I the total number of shares beneficially owned directly by the reporting person. This amendment is being filed to correctly state the number of shares beneficially owned.
- F2The Form 4 filed on December 11, 2017 incorrectly stated in Column 9 of Table II the number of derivative securities beneficially owned by the reporting person immediately following the transactions being reported. This amendment is being filed to correctly state the number of derivative securities beneficially owned by the reporting person.