SEC Form 4/A · accession 0001127602-18-005587

STANLEY BLACK & DECKER, INC. · SWK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — VP, Chief Accounting Officer

Period of report

Dec 7, 2017

Accepted (ET)

Feb 13, 2018 · 5:37 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000093556

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Dec 7, 2017	A	915	$0.00	A	14,728	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F3	$168.36	holding	—	—	—	Dec 7, 2018	Dec 7, 2027	Common Stock	7,500	7,500	D

F18,639 of the shares directly held are restricted stock units, of which 714 shares vest on 12/5/17, 2,500 shares vest on 7/23/18, 2,500 shares vest on 7/23/19, 357 shares vest on 12/5/18, 313 shares vest on 12/4/17, 312 shares vest on 12/4/18, 313 shares vest on 12/4/19, 407 shares vest on 12/2/17, 408 shares vest on 12/2/18, 407 shares vest on 12/2/19 and 408 shares vest on 12/2/20.
F2The Form 4 filed on December 11, 2017 incorrectly stated in Column 5 of Table I the total number of shares beneficially owned directly by the reporting person. This amendment is being filed to correctly state the number of shares beneficially owned.
F3The Form 4 filed on December 11, 2017 incorrectly stated in Column 9 of Table II the number of derivative securities beneficially owned by the reporting person immediately following the transactions being reported. This amendment is being filed to correctly state the number of derivative securities beneficially owned by the reporting person.