SEC Form 4 · accession 0001127602-17-034139
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey D Ansell
Officer — EVP & Group Executive-GT&S
Period of report
Dec 5, 2017
Accepted (ET)
Dec 7, 2017 · 3:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 5, 2017 | M | 5,000 | $79.90 | A | 57,480 | D | |
| Common StockF2 | Dec 5, 2017 | S | 3,702 | $169.32 | D | 53,778 | D | |
| Common StockF1 | Dec 5, 2017 | S | 633 | $169.59 | D | 53,145 | D | |
| Common StockF3 | Dec 5, 2017 | D | 728 | $169.355 | D | 52,417 | D | |
| Common StockF3 | Dec 5, 2017 | D | 727 | $169.355 | D | 51,690 | D | |
| Common StockF1 | Dec 6, 2017 | S | 1,402 | $168.69 | D | 50,288 | D | |
| Common StockF3 | Dec 7, 2017 | D | 818 | $168.24 | D | 49,470 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $79.70 | Dec 5, 2017 | M | 5,000 | D | — | Dec 5, 2023 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Pursuant to 10b5-1 Plan
- F2Shares sold to cover exercise price and taxes.
- F3Shares withheld to cover taxes on vesting of restricted stock units
- F4The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant.