SEC Form 4 · accession 0001127602-17-033962
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey D Ansell
Officer — EVP & Group Executive-GT&S
Period of report
Dec 2, 2017
Accepted (ET)
Dec 5, 2017 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 2, 2017 | D | 692 | $168.235 | D | 53,117 | D | |
| Common StockF1 | Dec 4, 2017 | D | 637 | $170.05 | D | 52,480 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Interest In Employer Stock Fund (401(k) Plan)F2,F3 | — | holding | — | — | — | — | — | Common Stock | 1,335 | 1,335 | D |
| Interest in Employer Stock Fund (Supplemental Plan)F4,F3 | — | holding | — | — | — | — | — | Common Stock | 1,277 | 1,277 | D |
Explanation of responses
- F1Shares withheld to cover taxes on vesting of restricted stock units
- F2Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the previous calendar month including shares acquired or disposed of on various dates since balance was last reported.
- F3Exempt
- F4Represents shares held for the reporting person under the Company's Supplemental Plan as of the last day of the previous calendar month including shares acquired or disposed of on various dates since balance was last reported.