SEC Form 4 · accession 0001127602-17-027798

STANLEY BLACK & DECKER, INC. · SWK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, Chief HR Officer

Period of report

Sep 19, 2017

Accepted (ET)

Sep 20, 2017 · 9:46 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000093556

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Sep 19, 2017	M	11,250	$79.70	A	25,810	D
Common Stock^F1	Sep 19, 2017	M	1,875	$70.61	A	27,685	D
Common Stock^F1,F2	Sep 19, 2017	S	8,557	$150.1784	D	19,128	D
Common Stock^F1	Sep 19, 2017	S	1,875	$150.00	D	17,253	D
Common Stock^F3	holding	—	—		—	5,245	I	Through Computershare Under ESPP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F1,F4	$79.70	Sep 19, 2017	M	11,250	D	—	Dec 5, 2023	Common Stock	11,250	3,750	D
Stock Option (Right to Buy)^F1,F5	$70.61	Sep 19, 2017	M	1,875	D	—	Dec 6, 2022	Common Stock	1,875	0	D

F1Pursuant to 10b5-1 Plan
F2Shares sold to cover exercise price and taxes on option exercise.
F3Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.
F4The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant.
F51,875 shares are exercisable, 1,875 shares become exercisable on 12/6/2015 and 1,875 shares become exercisable on 12/6/2016.