SEC Form 4 · accession 0001127602-17-024981
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Voelker
Officer — SVP, Chief HR Officer
Period of report
Aug 2, 2017
Accepted (ET)
Aug 4, 2017 · 2:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Interest In Employer Stock Fund (401(k) Plan)F1,F2 | — | Aug 2, 2017 | I | 1,185 | D | — | — | Common Stock | 1,185 | 0 | D |
| Interest in Employer Stock Fund (Supplemental Plan)F3,F2 | — | Aug 2, 2017 | I | 61 | D | — | — | Common Stock | 61 | 0 | D |
Explanation of responses
- F1Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
- F2Exempt
- F3Represents shares held for the reporting person under the Company's Supplemental Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.