SEC Form 4 · accession 0001127602-17-009249

STANLEY BLACK & DECKER, INC. · SWK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP & Group Executive-GTS

Period of report

Jan 27, 2011

Accepted (ET)

Mar 1, 2017 · 4:17 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000093556

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jan 27, 2011	S	2,896	$72.3877	D	94,245	D
Common Stock^F1	Mar 26, 2012	S	5,878	$79.30	D	89,314	D
Common Stock^F1	Sep 12, 2012	S	1,103	$73.90	D	85,971	D
Common Stock^F1	Sep 12, 2012	S	177	$74.90	D	85,794	D
Common Stock^F2	Mar 1, 2017	I	35,456	$0.00	D	0	I	Through Trust
Common Stock^F2	Mar 1, 2017	I	35,456	$0.00	A	56,288	D
Common Stock^F3	Mar 1, 2017	I	90	$0.00	A	56,378	D
Common Stock^F4	holding	—	—		—	736	I	Through Computershare Under ESPP

No Table II lines on this filing.

F1In connection with a 2016 year-end review of share ownership of our executive officers and directors, the Company noted that there were discrepancies related to Mr. Ansell's stock reporting records and a report that the Company provided to him and that three separate transactions involving 10,054 shares in aggregate had not been reported.
F2In connection with a 2016 year-end review of share ownership of our executive officers and directors, the Company determined that sales of shares held in trust had erroneously been reported as sales of shares directly held. This adjustment addresses that error.
F3In connection with our annual review of share ownership of our executive officers and directors, a 90 share discrepancy between Mr. Ansell's records and a report that the Company provided to him regarding his holdings as reported to the SEC in January 2017 could not be resolved from available records. This adjustment is made to reflect Mr. Ansell's current balance.
F4Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.