SEC Form 4 · accession 0001127602-17-009234
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jaime A Ramirez
Officer — SVP&Pres. Global Emerg Mkts
Period of report
Sep 5, 2012
Accepted (ET)
Mar 1, 2017 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 5, 2012 | S | 1,065 | $66.00 | D | 33,320 | D | |
| Common StockF1 | Dec 7, 2012 | S | 845 | $71.1263 | D | 36,750 | D | |
| Common StockF1 | Feb 4, 2013 | S | 785 | $76.51 | D | 33,402 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Interest In Employer Stock Fund (401(k) Plan)F2,F3 | — | holding | — | — | — | — | — | Common Stock | 5 | 5 | D |
Explanation of responses
- F1In connection with a 2016 year-end review of share ownership of our executive officers and directors, the Company noted that there were discrepancies related to Mr. Ramirez's stock reporting records and a report that the Company provided to him and that three separate transactions involving 2,695 shares in the aggregate had not been reported.
- F2Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
- F3Exempt