SEC Form 4 · accession 0001127602-17-009228
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Wyatt
Officer — President-SEF
Period of report
Jun 14, 2011
Accepted (ET)
Mar 1, 2017 · 3:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 14, 2011 | S | 4,600 | $68.539 | D | 26,063 | D | |
| Common StockF1 | Feb 12, 2013 | S | 1,028 | $77.35 | D | 31,351 | D | |
| Common StockF1 | Aug 28, 2013 | S | 6,155 | $87.70 | D | 35,335 | D | |
| Common StockF1 | Nov 21, 2013 | S | 10,851 | $82.8505 | D | 24,484 | D | |
| Common StockF2 | holding | — | — | — | 475 | I | Through Computershare |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with a 2016 year end review of share ownership of our executive officers and directors, the Company noted that there were discrepancies related to Mr. Wyatt's stock reporting records and a report that the Company provided to him and that four separate transactions involving 22,634 shares in aggregate had not been reported.
- F2Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.