SEC Form 4 · accession 0001127602-17-009220

STANLEY BLACK & DECKER, INC. · SWK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — V.P. Corporate Tax

Period of report

May 12, 2010

Accepted (ET)

Mar 1, 2017 · 3:49 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000093556

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	May 12, 2010	S	3,838	$61.73	D	30,851	D
Common Stock^F1	Jan 27, 2011	S	1,442	$72.3581	D	32,077	D
Common Stock^F1	May 10, 2011	S	1,713	$75.50	D	29,577	D
Common Stock^F1	Feb 23, 2012	S	4,409	$75.00	D	30,283	D
Common Stock	Feb 27, 2017	S	2,366	$126.40	D	9,943	D
Common Stock^F2	holding	—	—		—	394	I	Through Computershare under ESPP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Interest In Employer Stock Fund (401(k) Plan)^F3,F4	—	holding	—	—	—	—	—	Common Stock	1,815	1,815	D
Interest in Employer Stock Fund (Supplemental Plan)^F5,F4	—	holding	—	—	—	—	—	Common Stock	258	258	D

F1In connection with a 2016 year-end review of share ownership of our executive officers and directors, the Company noted that there were discrepancies related to Mr. Bartone's stock reporting records and a report that the Company provided to him and that four separate transactions involving 11,402 shares in the aggregate had not been reported.
F2Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.
F3Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
F4Exempt
F5Represents shares held for the reporting person under the Company's Supplemental Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.