SEC Form 4 · accession 0001127602-17-008341
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Loree
Officer — President, CEO
Period of report
Jan 28, 2011
Accepted (ET)
Feb 24, 2017 · 7:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 28, 2011 | S | 6,406 | $72.2849 | D | 265,057 | D | |
| Common StockF1 | Feb 28, 2013 | S | 43,734 | $76.40 | D | 241,669 | D | |
| Common StockF2 | Feb 22, 2017 | A | 19,514 | — | A | 135,749 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with a 2016 year end review of share ownership of our executive officers and directors, the Company noted that there was a discrepancy related to Mr. Loree's stock reporting records and a report that the Company provided to him and that two separate transactions, one involving the sale of 6,406 shares and another involving the sale of 43,734 shares had not been reported. Both of these transactions occurred prior to 2016.
- F2Shares issued pursuant to the 2014-2016 performance awards program under the Company's 2013 Long-Term Incentive Plan, net of shares withheld to cover taxes.