SEC Form 4/A · accession 0001127602-17-003044
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John F Lundgren
Other
Period of report
Dec 2, 2016
Accepted (ET)
Jan 31, 2017 · 1:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 2, 2016 | A | 17,263 | $0.00 | A | 545,940 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $118.66 | Dec 2, 2016 | A | 70,231 | A | — | Dec 2, 2026 | Common Stock | 70,231 | 70,231 | D |
Explanation of responses
- F1This amendment is being filed to correct the disclosure regarding the vesting schedule for stock options and restricted stock units granted on December 2, 2016 pursuant to the Agreement between the Company and Mr. Lundgren dated July 21, 2016.
- F2Shares to be delivered on vesting of restricted stock units that vest 50% on April 30, 2018 and 50% on April 30, 2019.
- F3The option will become exercisable in two equal installments; 50% will be exercisable on April 30, 2018 and 50% will be exercisable on April 30, 2019.