SEC Form 4 · accession 0001127602-16-069288

STANLEY BLACK & DECKER, INC. · SWK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP & Chief Information Officer

Period of report

Dec 2, 2016

Accepted (ET)

Dec 6, 2016 · 4:40 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000093556

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Dec 2, 2016	A	10,000	$0.00	A	35,265	D
Common Stock^F2	Dec 2, 2016	A	2,174	$0.00	A	37,439	D
Common Stock^F3	Dec 4, 2016	D	213	$118.66	D	37,226	D
Common Stock^F4	holding	—	—		—	503	I	Through Computershare Under ESPP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F5	$118.66	Dec 2, 2016	A	10,000	A	—	Dec 2, 2026	Common Stock	10,000	10,000	D

F1Shares to be delivered on vesting of restricted stock units that vest 50% on the fourth anniversary of the date of grant and the balance on the 5th anniversary of the date of grant.
F2Shares to be delivered on vesting of restricted stock units that vest in four equal annual installments beginning on the first anniversary of the date of grant.
F3Shares withheld to cover taxes on vesting of restricted stock units
F4Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.
F5The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant.