SEC Form 4 · accession 0001127602-16-066877

STANLEY BLACK & DECKER, INC. · SWK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, Human Resources

Period of report

Nov 10, 2016

Accepted (ET)

Nov 14, 2016 · 1:50 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000093556

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Nov 10, 2016	M	1,875	$64.785	A	15,961	D
Common Stock^F1	Nov 10, 2016	S	1,875	$125.00	D	14,086	D
Common Stock^F1	Nov 10, 2016	M	1,875	$70.61	A	15,961	D
Common Stock^F1	Nov 10, 2016	S	1,875	$125.00	D	14,086	D
Common Stock^F1	Nov 10, 2016	S	1,588	$125.00	D	12,498	D
Common Stock^F2	holding	—	—		—	4,982	I	Through Computershare Under ESPP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F1,F3	$64.785	Nov 10, 2016	M	1,875	D	—	Dec 8, 2021	Common Stock	1,875	0	D
Stock Option (Right to Buy)^F1,F4	$70.61	Nov 10, 2016	M	1,875	D	—	Dec 6, 2022	Common Stock	1,875	1,875	D

F1Pursuant to 10b5-1 Plan
F2Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.
F31,875 shares are currently exercisable, 1,875 shares become exercisable on 12/8/2015.
F41,875 shares are exercisable, 1,875 shares become exercisable on 12/6/2015 and 1,875 shares become exercisable on 12/6/2016.