SEC Form 4 · accession 0001127602-16-066875
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Lundgren
Officer — Chairman of the Board · Director
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 1:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2016 | M | 75,000 | $64.78 | A | 603,677 | D | |
| Common StockF1 | Nov 10, 2016 | S | 75,000 | $125.00 | D | 528,677 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $64.785 | Nov 10, 2016 | M | 75,000 | D | — | Dec 8, 2021 | Common Stock | 75,000 | 0 | D |
Explanation of responses
- F1Pursuant to 10b5-1 Plan
- F2Currently 100% vested