SEC Form 4 · accession 0001127602-16-061611
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ben S Sihota
Officer — SVP, Corp Initiatives
Period of report
Aug 30, 2016
Accepted (ET)
Aug 31, 2016 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 30, 2016 | M | 5,000 | $63.715 | A | 21,200 | D | |
| Common Stock | Aug 30, 2016 | S | 5,000 | $124.535 | D | 16,200 | D | |
| Common StockF1 | holding | — | — | — | 712 | I | Through Computershare under ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $63.715 | Aug 30, 2016 | M | 5,000 | D | — | Dec 9, 2020 | Common Stock | 5,000 | 0 | D |
| Interest In Employer Stock Fund (401(k) Plan)F3,F4 | — | holding | — | — | — | — | — | Common Stock | 0 | 0 | D |
Explanation of responses
- F1Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.
- F2Currently 100% vested
- F3Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
- F4Exempt