SEC Form 4 · accession 0001127602-16-059322
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Cannon
Officer — President, Security NA & EM
Period of report
Aug 1, 2016
Accepted (ET)
Aug 2, 2016 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2016 | M | 2,026 | $64.785 | A | 39,756 | D | |
| Common Stock | Aug 1, 2016 | M | 3,750 | $70.61 | A | 43,506 | D | |
| Common Stock | Aug 1, 2016 | S | 5,776 | $121.3972 | D | 37,730 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $64.785 | Aug 1, 2016 | M | 2,026 | D | — | Dec 8, 2021 | Common Stock | 2,026 | 0 | D |
| Stock Option (Right to Buy)F2 | $70.61 | Aug 1, 2016 | M | 3,750 | D | — | Dec 6, 2022 | Common Stock | 3,750 | 1,875 | D |
Explanation of responses
- F1Currently 100% vested
- F23,750 shares are currently exercisable, 1,875 shares become exercisable on 12/6/2016.