SEC Form 4 · accession 0001127602-16-047244
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marianne M Parrs
Director
Period of report
Mar 22, 2016
Accepted (ET)
Mar 23, 2016 · 1:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 3,800 | I | Through Trusts | |
| Common Stock | holding | — | — | — | 200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred SharesF2,F3,F4 | — | Mar 22, 2016 | A | 23 | A | — | — | Common Stock | 23 | 4,409 | D |
Explanation of responses
- F1Shares held in Grantor Retained Annuity Trusts where the Director is the trustee and the primary beneficiary.
- F2Fair market value on date established in Plan with respect to payment of fee or dividend
- F3Currently 100% vested
- F4The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director