SEC Form 4 · accession 0001127602-16-043749
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jaime A Ramirez
Officer — SVP&Pres. Global Emerg Mkts
Period of report
Feb 26, 2016
Accepted (ET)
Feb 29, 2016 · 10:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2016 | A | 2,811 | — | A | 38,532 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Interest In Employer Stock Fund (401(k) Plan)F2,F3 | — | holding | — | — | — | — | — | Common Stock | 5 | 5 | D |
Explanation of responses
- F1Shares issued pursuant to the 2013-2015 performance awards program under the Company's 2013 Long-Term Incentive Plan, net of shares withheld to cover taxes.
- F2Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
- F3Exempt