SEC Form 4 · accession 0001127602-15-033712
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A. Bartone
Officer — V.P. Corporate Tax
Period of report
Dec 8, 2015
Accepted (ET)
Dec 10, 2015 · 2:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2015 | M | 2,500 | $64.785 | A | 23,594 | D | |
| Common Stock | Dec 8, 2015 | S | 2,500 | $109.323 | D | 21,094 | D | |
| Common StockF1 | Dec 8, 2015 | D | 406 | $109.44 | D | 20,688 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $64.785 | Dec 8, 2015 | M | 2,500 | D | — | Dec 8, 2021 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1Shares withheld to cover taxes on vesting of restricted stock units
- F2Currently 100% vested