SEC Form 4 · accession 0001127602-15-033547
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Wyatt
Officer — Pres.Sales & Marketing-GTS
Period of report
Dec 4, 2015
Accepted (ET)
Dec 8, 2015 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 4, 2015 | A | 2,500 | $0.00 | A | 47,622 | D | |
| Common StockF2 | Dec 5, 2015 | D | 260 | $109.245 | D | 47,362 | D | |
| Common StockF2 | Dec 5, 2015 | D | 260 | $109.245 | D | 47,102 | D | |
| Common StockF2 | Dec 6, 2015 | D | 303 | $109.245 | D | 46,799 | D | |
| Common Stock | holding | — | — | — | 247 | I | Through Computershare |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $109.245 | Dec 4, 2015 | A | 10,000 | A | — | Dec 4, 2025 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Shares to be delivered on vesting of restricted stock units that vest in four equal annual installments beginning on the first anniversary of the date of grant.
- F2Shares withheld to cover taxes on vesting of restricted stock units
- F3The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant.