SEC Form 4 · accession 0001127602-15-030314
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Lundgren
Officer — Chairman & CEO · Director
Period of report
Nov 3, 2015
Accepted (ET)
Nov 4, 2015 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 3, 2015 | M | 72,176 | $49.0225 | A | 604,153 | D | |
| Common StockF1 | Nov 3, 2015 | S | 72,176 | $107.50 | D | 531,977 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $49.0225 | Nov 3, 2015 | M | 72,176 | D | — | Dec 9, 2019 | Common Stock | 72,176 | 0 | D |
Explanation of responses
- F1Pursuant to 10b5-1 Plan
- F2Currently 100% vested