SEC Form 4 · accession 0001127602-15-030104
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Lundgren
Officer — Chairman & CEO · Director
Period of report
Nov 2, 2015
Accepted (ET)
Nov 3, 2015 · 1:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 2, 2015 | M | 2,824 | $49.0225 | A | 534,801 | D | |
| Common StockF1 | Nov 2, 2015 | S | 2,824 | $107.50 | D | 531,977 | D | |
| Common StockF2 | holding | — | — | — | 223 | I | Through Computershare |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F3 | $49.0225 | Nov 2, 2015 | M | 2,824 | D | — | Dec 9, 2019 | Common Stock | 2,824 | 72,176 | D |
Explanation of responses
- F1Pursuant to 10b5-1 Plan
- F2Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.
- F3Currently 100% vested