SEC Form 4 · accession 0001127602-15-026373
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jaime A Ramirez
Officer — SVP&Pres. Global Emerg Mkts
Period of report
Aug 31, 2015
Accepted (ET)
Sep 1, 2015 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 31, 2015 | M | 5,643 | $64.785 | A | 39,873 | D | |
| Common Stock | Aug 31, 2015 | S | 5,643 | $101.3552 | D | 34,230 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $64.785 | Aug 31, 2015 | M | 5,643 | D | — | Dec 8, 2021 | Common Stock | 5,643 | 2,500 | D |
| Interest In Employer Stock Fund (401(k) Plan)F2,F3 | — | holding | — | — | — | — | — | Common Stock | 5 | 5 | D |
Explanation of responses
- F15,643 shares are currently exercisable and 2,500 shares will become exercisable on 12/8/15.
- F2Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
- F3Exempt