SEC Form 4 · accession 0001127602-15-023881

STANLEY BLACK & DECKER, INC. · SWK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, Human Resources

Period of report

Jul 30, 2015

Accepted (ET)

Aug 3, 2015 · 2:27 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000093556

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jul 30, 2015	M	1,875	$64.785	A	13,865	D
Common Stock^F1	Jul 30, 2015	S	1,875	$110.00	D	11,990	D
Common Stock^F1	Jul 30, 2015	M	1,875	$70.61	A	13,865	D
Common Stock^F1	Jul 30, 2015	S	1,875	$110.00	D	11,990	D
Common Stock^F2	holding	—	—		—	4,525	I	Through Computershare Under ESPP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F1,F3	$64.785	Jul 30, 2015	M	1,875	D	—	Dec 8, 2021	Common Stock	1,875	1,875	D
Stock Option (Right to Buy)^F1,F4	$70.61	Jul 30, 2015	M	1,875	D	—	Dec 6, 2022	Common Stock	1,875	3,750	D
Interest In Employer Stock Fund (401(k) Plan)^F5,F6	—	holding	—	—	—	—	—	Common Stock	1,147	1,147	D
Interest in Employer Stock Fund (Supplemental Plan)^F7,F6	—	holding	—	—	—	—	—	Common Stock	59	59	D

F1Pursuant to 10b5-1 Plan
F2Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.
F31,875 shares are currently exercisable, 1,875 shares become exercisable on 12/8/2015.
F41,875 shares are exercisable, 1,875 shares become exercisable on 12/6/2015 and 1,875 shares become exercisable on 12/6/2016.
F5Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
F6Exempt
F7Represents shares held for the reporting person under the Company's Supplemental Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.