SEC Form 4 · accession 0001127602-15-023879
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee B McChesney
Officer — CFO-GTS(incl Licensing & BD)
Period of report
Jul 30, 2015
Accepted (ET)
Aug 3, 2015 · 2:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 30, 2015 | M | 1,875 | $79.70 | A | 28,870 | D | |
| Common StockF1 | Jul 30, 2015 | S | 1,875 | $110.00 | D | 26,995 | D | |
| Common StockF1 | Jul 30, 2015 | S | 340 | $110.00 | D | 26,655 | D | |
| Common StockF2 | holding | — | — | — | 536 | I | Through Computershare Under ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F3 | $79.70 | Jul 30, 2015 | M | 1,875 | D | — | Dec 5, 2023 | Common Stock | 1,875 | 5,625 | D |
Explanation of responses
- F1Pursuant to 10b5-1 Plan
- F2Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.
- F31,875 shares are currently exercisable, 1,875 shares become exercisable on 12/5/2015 and 1,875 shares become exercisable on 12/5/2016 and 1,875 shares become exercisable on 12/5/2017.