SEC Form 4 · accession 0001127602-15-015504
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jaime A Ramirez
Officer — SVP&Pres. Global Emerg Mkts
Period of report
Apr 27, 2015
Accepted (ET)
Apr 29, 2015 · 12:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2015 | M | 6,000 | $63.715 | A | 40,684 | D | |
| Common Stock | Apr 27, 2015 | S | 6,000 | $100.0334 | D | 34,684 | D | |
| Common Stock | Apr 27, 2015 | M | 1,857 | $64.785 | A | 36,541 | D | |
| Common Stock | Apr 27, 2015 | S | 1,857 | $100.0334 | D | 34,684 | D | |
| Common Stock | Apr 27, 2015 | S | 454 | $99.891 | D | 34,230 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $63.715 | Apr 27, 2015 | M | 6,000 | D | — | Dec 9, 2020 | Common Stock | 6,000 | 0 | D |
| Stock Option (Right to Buy)F2 | $64.785 | Apr 27, 2015 | M | 1,857 | D | — | Dec 8, 2021 | Common Stock | 1,857 | 8,143 | D |
| Interest In Employer Stock Fund (401(k) Plan)F3,F4 | — | holding | — | — | — | — | — | Common Stock | 5 | 5 | D |
Explanation of responses
- F1The option is currently exercisable.
- F27,500 shares are currently exercisable and 2,500 shares will become exercisable on 12/8/15.
- F3Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
- F4Exempt