SEC Form 4/A · accession 0001127602-15-009280
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jeffrey D Ansell
Officer — SVP & Group Executive-GTS
Period of report
Feb 24, 2015
Accepted (ET)
Mar 3, 2015 · 11:16 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2015 | M | 5,000 | $70.61 | A | 65,839 | D | |
| Common StockF1,F2,F3 | Feb 24, 2015 | D | 4,067 | $99.89 | D | 61,772 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F4 | $70.61 | Feb 24, 2015 | M | 5,000 | D | — | Dec 6, 2022 | Common Stock | 5,000 | 15,000 | D |
Explanation of responses
- F1Pursuant to 10b5-1 Plan
- F2Shares withheld to cover option costs and taxes.
- F3This amendment is being filed to reflect a correction in the number of shares withheld to cover option costs and taxes.
- F410,000 shares are exercisable, 5,000 shares will become exercisable on 12/6/15 and 5,000 shares will become exercisable on 12/6/16.