SEC Form 4 · accession 0001127602-15-008381
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jaime A Ramirez
Officer — SVP&Pres. Global Emerg Mkts
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2015 | M | 1,912 | $72.44 | A | 36,142 | D | |
| Common Stock | Feb 23, 2015 | S | 1,912 | $98.5672 | D | 34,230 | D | |
| Common Stock | Feb 23, 2015 | M | 1,912 | $69.31 | A | 36,142 | D | |
| Common Stock | Feb 23, 2015 | S | 1,912 | $98.5672 | D | 34,230 | D | |
| Common Stock | Feb 23, 2015 | M | 2,550 | $49.99 | A | 36,780 | D | |
| Common Stock | Feb 23, 2015 | S | 2,550 | $98.5672 | D | 34,230 | D | |
| Common Stock | Feb 23, 2015 | M | 4,000 | $63.715 | A | 38,230 | D | |
| Common Stock | Feb 23, 2015 | S | 4,000 | $98.5672 | D | 34,230 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $72.44 | Feb 23, 2015 | M | 1,912 | D | — | Apr 18, 2016 | Common Stock | 1,912 | 0 | D |
| Stock Option (Right to Buy)F1 | $69.31 | Feb 23, 2015 | M | 1,912 | D | — | Apr 17, 2017 | Common Stock | 1,912 | 0 | D |
| Stock Option (Right to Buy)F1 | $49.99 | Feb 23, 2015 | M | 2,550 | D | — | May 27, 2018 | Common Stock | 2,550 | 0 | D |
| Stock Option (Right to Buy)F1 | $63.715 | Feb 23, 2015 | M | 4,000 | D | — | Dec 9, 2020 | Common Stock | 4,000 | 6,000 | D |
| Interest In Employer Stock Fund (401(k) Plan)F2,F3 | — | holding | — | — | — | — | — | Common Stock | 5 | 5 | D |
Explanation of responses
- F1The option is currently exercisable.
- F2Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
- F3Exempt