SEC Form 4 · accession 0001127602-15-007850
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Massimo Grassi
Officer — President, SSS
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 1:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2015 | M | 2,500 | $63.715 | A | 39,953 | D | |
| Common Stock | Feb 20, 2015 | S | 2,500 | $99.00 | D | 37,453 | D | |
| Common Stock | Feb 20, 2015 | M | 15,000 | $64.785 | A | 52,453 | D | |
| Common Stock | Feb 20, 2015 | S | 15,000 | $99.00 | D | 37,453 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $63.715 | Feb 20, 2015 | M | 2,500 | D | — | Dec 9, 2020 | Common Stock | 2,500 | 0 | D |
| Stock Option (Right to Buy)F2 | $64.785 | Feb 20, 2015 | M | 15,000 | D | — | Dec 8, 2021 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Currently 100% vested
- F215,000 shares are currently exercisable, 15,000 shares will become exercisable on 12/8/15.