SEC Form 4 · accession 0001127602-15-007011
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
JoAnna Sohovich
Officer — Pres. Stanley Eng. Fastening
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 1:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2015 | A | 10,000 | $0.00 | A | 31,269 | D | |
| Common StockF2 | holding | — | — | — | 1,190 | I | Through Computershare Under ESPP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares to be delivered on vesting of restricted stock units that vest 50% on January 1, 2019 and 50% on January 1, 2020.
- F2Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.