SEC Form 4 · accession 0001127602-15-004264
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Loree
Officer — President, COO
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 10:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2015 | M | 25,000 | $51.135 | A | 261,885 | D | |
| Common Stock | Feb 2, 2015 | S | 25,000 | $94.1613 | D | 236,885 | D | |
| Common Stock | Feb 2, 2015 | S | 10,389 | $95.0102 | D | 226,496 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $51.135 | Feb 2, 2015 | M | 25,000 | D | — | Dec 10, 2016 | Common Stock | 25,000 | 0 | D |
| Interest In Employer Stock Fund (401(k) Plan)F2,F3 | — | holding | — | — | — | — | — | Common Stock | 685 | 685 | D |
| Interest in Employer Stock Fund (Supplemental Plan)F4,F3 | — | holding | — | — | — | — | — | Common Stock | 2,148 | 2,148 | D |
Explanation of responses
- F1The option is currently exercisable.
- F2Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
- F3Exempt
- F4Represents shares held for the reporting person under the Company's Supplemental Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.