SEC Form 4 · accession 0001140361-15-034166
NATIONAL INSTRUMENTS CORP · NATI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Truchard
Officer — President · Director · 10% Owner
Period of report
Sep 2, 2015
Accepted (ET)
Sep 2, 2015 · 3:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 2, 2015 | J | 300,973 | $0.00 | D | 9,063,124 | D | |
| Common Stock | Sep 2, 2015 | J | 300,973 | $0.00 | A | 9,364,097 | D | |
| Common Stock | Sep 2, 2015 | J | 300,973 | $0.00 | D | 0 | I | Held by the Trust. |
| Common StockF2 | Sep 2, 2015 | J | 300,973 | $0.00 | A | 300,973 | I | Held by the Trust. |
| Common Stock | holding | — | — | — | 3,281,250 | I | Held by Truchard NATI Partners, Ltd., Dr. Truchard is the general partner. | |
| Common Stock | holding | — | — | — | 300,972 | I | Held by James J. Truchard TTEE James J. Truchard Descendants Trust II, Dr. Truchard is the trustee. | |
| Common Stock | holding | — | — | — | 77,243 | I | Held by Truchard Foundation, Dr. Truchard is the president. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1For estate planning purposes, on September 2, 2015 (the "Transfer Date"), Dr. James J. Truchard ("Dr. Truchard") transferred, for no consideration, 300,973 shares of the issuer's common stock to the James J. Truchard TR Truchard Descendants Trusts UA 04-JUN-93 (the "Trust"). Simultaneously on the Transfer Date, the Trust transferred, for no consideration, 300,973 shares of the issuer's common stock with a different cost basis for tax purposes to Dr. Truchard.
- F2On February 22, 2011, the common stock of National Instruments Corporation split 3-for-2, resulting in the Trust's ownership of 200,648 additional shares of common stock.