SEC Form 4 · accession 0001269847-18-000029
ACI WORLDWIDE, INC. · ACIW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip G Heasley
Officer — CEO and President · Director
Period of report
Aug 23, 2018
Accepted (ET)
Aug 27, 2018 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 23, 2018 | S | 21,667 | $28.0009 | D | 1,296,532 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares identified herein were sold under Mr. Heasley's Rule 10b5-1 plan. As of the date of this report, Mr. Heasley's beneficial ownership of the securities reported herein is 2,231,680 shares, consisting of 1,296,532 shares directly owned and 935,148 shares subject to currently exercisable options with a weighted average exercise price of $17.28.
- F2The sale price ranged from $28 to $28.025, with a weighted average sale price of $28.000854. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The amount of securities owned has also been updated to include 149 shares acquired under the Company's Employee Stock Purchase Plan.