SEC Form 4 · accession 0001269847-18-000011
ACI WORLDWIDE, INC. · ACIW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jan Suwinski
Director
Period of report
May 30, 2018
Accepted (ET)
Jun 1, 2018 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 30, 2018 | M | 30,000 | $5.04 | A | 166,896 | D | |
| Common StockF1 | May 30, 2018 | S | 30,000 | $24.1942 | D | 136,896 | D | |
| Common Stock | May 31, 2018 | M | 7,714 | $6.1033 | A | 144,610 | D | |
| Common StockF2 | May 31, 2018 | S | 7,714 | $24.301 | D | 136,896 | D | |
| Common Stock | May 31, 2018 | M | 13,500 | $6.1033 | A | 150,396 | D | |
| Common StockF3 | May 31, 2018 | S | 13,500 | $24.4931 | D | 136,896 | D | |
| Common Stock | Jun 1, 2018 | M | 8,786 | $6.1033 | A | 145,682 | D | |
| Common StockF4 | Jun 1, 2018 | S | 8,786 | $24.5556 | D | 136,896 | D | |
| Common Stock | Jun 1, 2018 | M | 15,000 | $9.6667 | A | 151,896 | D | |
| Common StockF5 | Jun 1, 2018 | S | 15,000 | $24.6457 | D | 136,896 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F6 | $5.04 | May 30, 2018 | M | 30,000 | D | — | Jun 10, 2019 | Common Stock | 30,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F6 | $6.1033 | May 31, 2018 | M | 7,714 | D | — | Jun 9, 2020 | Common Stock | 7,714 | 22,286 | D |
| Non-Qualified Stock Option (right to buy)F6 | $6.1033 | May 31, 2018 | M | 13,500 | D | — | Jun 9, 2020 | Common Stock | 13,500 | 8,786 | D |
| Non-Qualified Stock Option (right to buy)F6 | $6.1033 | Jun 1, 2018 | M | 8,786 | D | — | Jun 9, 2020 | Common Stock | 8,786 | 0 | D |
| Non-Qualified Stock Option (right to buy)F6 | $9.6667 | Jun 1, 2018 | M | 15,000 | D | — | Jun 15, 2021 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1The sale price ranged from $24.16 to $24.22, with a weighted average sale price of $24.194242. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The sale price ranged from $24.30 to $24.32, with a weighted average sale price of $24.300952. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The sale price ranged from $24.40 to $24.53, with a weighted average sale price of $24.493058. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4The sale price ranged from $24.50 to $24.64, with a weighted average sale price of $24.555629. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5The sale price ranged from $24.585 to $24.70, with a weighted average sale price of $24.645747. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan.
Remarks
Mr. Suwinski is not standing for re-election to the ACI Worldwide, Inc. Board of Directors. The options reported herein would otherwise expire within 90 days after the 2018 annual meeting of stockholders.