SEC Form 4 · accession 0001269847-18-000009
ACI WORLDWIDE, INC. · ACIW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Shay Jr.
Director
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2018 | M | 30,000 | $14.3033 | A | 91,896 | D | |
| Common StockF1 | Feb 26, 2018 | S | 30,000 | $24.8257 | D | 61,896 | D | |
| Common Stock | Feb 26, 2018 | M | 10,000 | $13.2033 | A | 71,896 | D | |
| Common StockF1 | Feb 26, 2018 | S | 10,000 | $24.8257 | D | 61,896 | D | |
| Common StockF2 | Feb 26, 2018 | S | 23,781 | $24.8848 | D | 38,115 | D | |
| Common StockF3 | Feb 27, 2018 | S | 15,000 | $24.3998 | D | 23,115 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F4 | $13.2033 | Feb 26, 2018 | M | 10,000 | D | — | Jun 14, 2022 | Common Stock | 10,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F4 | $14.3033 | Feb 26, 2018 | M | 30,000 | D | — | Jun 11, 2023 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1The sale price ranged from $24.64 to $24.98, with a weighted average sale price of $24.825737. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The sale price ranged from $24.81 to $24.97, with a weighted average sale price of $24.884754. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The sale price ranged from $24.20 to $24.63, with a weighted average sale price of $24.399809. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended.