SEC Form 4 · accession 0001269847-18-000001
ACI WORLDWIDE, INC. · ACIW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony M Scotto Jr.
Officer — Sr EVP Technology
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2018 | M | 10,825 | $8.8767 | A | 168,949 | D | |
| Common Stock | Feb 1, 2018 | S | 10,825 | $23.73 | D | 158,124 | D | |
| Common Stock | Feb 1, 2018 | M | 29,175 | $6.92 | A | 187,299 | D | |
| Common Stock | Feb 1, 2018 | S | 29,175 | $23.73 | D | 158,124 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F3 | $6.92 | Feb 1, 2018 | M | 29,175 | D | — | Mar 17, 2020 | Common Stock | 29,175 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2,F3 | $8.8767 | Feb 1, 2018 | M | 10,825 | D | — | Dec 1, 2020 | Common Stock | 10,825 | 37,460 | D |
Explanation of responses
- F1The amount of securities owned has also been updated to include 501 shares, acquired under the Company's Employee Stock Purchase Plan.
- F2The shares identified herein were sold under Mr. Scotto's Rule 10b5-1 plan dated December 19, 2017.
- F3The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan.