SEC Form 4 · accession 0001269847-17-000046
ACI WORLDWIDE, INC. · ACIW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony M Scotto Jr.
Officer — Sr EVP Technology
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2017 | M | 30,000 | $6.92 | A | 187,623 | D | |
| Common Stock | Dec 15, 2017 | S | 30,000 | $22.97 | D | 157,623 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F3 | $6.92 | Dec 15, 2017 | M | 30,000 | D | — | Mar 17, 2020 | Common Stock | 30,000 | 29,175 | D |
Explanation of responses
- F1The amount of securities owned has also been updated to include 191 shares acquired under the Company's 1999 Employee Stock Purchase Plan, as amended.
- F2The transactions reported herein were pursuant to a planned exercise and sale of stock options granted in 2010. Additionally, Mr. Scotto entered into a 10b5-1 plan pursuant to which subsequently issued stock options will be exercised and sold in future periods.
- F3The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended.