SEC Form 4 · accession 0001269847-17-000016
ACI WORLDWIDE, INC. · ACIW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip G Heasley
Officer — CEO and President · Director
Period of report
Jun 9, 2017
Accepted (ET)
Jun 13, 2017 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 9, 2017 | D | 17,821 | $22.83 | D | 1,340,771 | D | |
| Common StockF3,F4 | Jun 9, 2017 | J | 1,735 | $0.00 | D | 1,339,036 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of one-third of their performance-based restricted stock award granted on June 9, 2015.
- F2The amount of securities owned has been updated to include 493 shares acquired under the Company's 1999 Employee Stock Purchase Plan, as amended.
- F3The performance-based restricted stock referred to in footnote 1 was earned at 98%. These shares reflect the forfeited unearned shares.
- F4As of the date of this report, Mr. Heasley's beneficial ownership of the securities reported herein is 2,008,417 shares, consisting of 1,339,036 shares directly owned and 669,381 shares subject to currently exercisable options with a weighted average exercise price of $16.60.