SEC Form 4 · accession 0001269847-17-000011
ACI WORLDWIDE, INC. · ACIW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Shay Jr.
Director
Period of report
Mar 8, 2017
Accepted (ET)
Mar 10, 2017 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2017 | M | 30,000 | $9.6667 | A | 80,829 | D | |
| Common Stock | Mar 8, 2017 | S | 30,000 | $22.00 | D | 50,829 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $9.6667 | Mar 8, 2017 | M | 30,000 | D | — | Jun 15, 2021 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended.