SEC Form 4 · accession 0001269847-16-000070
ACI WORLDWIDE, INC. · ACIW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carolyn B Homberger
Officer — Group President AOD
Period of report
Jun 9, 2016
Accepted (ET)
Jun 13, 2016 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 9, 2016 | D | 678 | $21.73 | D | 49,919 | D | |
| Common StockF3 | Jun 9, 2016 | J | 264 | $0.00 | D | 49,655 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of one-third of their performance-based restricted stock award granted on June 9, 2015.
- F2The amount of securities owned has also been updated to include 257 shares acquired under the Company's 1999 Employee Stock Purchase Plan, as amended.
- F3The performance-based restricted stock referred to in footnote 1 was earned at 90.4%. These shares reflect the remaining 9.6% of the unearned shares.