SEC Form 4 · accession 0001269847-16-000066

ACI WORLDWIDE, INC. · ACIW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO and President · Director

Period of report

Jun 8, 2016

Accepted (ET)

Jun 13, 2016 · 9:38 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000935036

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jun 8, 2016	M	4,863	$10.87	A	1,389,266	D
Common Stock	Jun 8, 2016	S	4,863	$22.00	D	1,384,403	D
Common Stock^F1	Jun 9, 2016	D	16,439	$21.73	D	1,367,964	D
Common Stock^F2	Jun 9, 2016	J	4,162	$0.00	D	1,363,802	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F3	$10.87	Jun 8, 2016	M	4,863	D	—	Jul 24, 2017	Common Stock	4,863	295,137	D

F1Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of one-third of his performance-based restricted stock award granted on June 9, 2015.
F2The performance-based restricted stock referred to in footnote 1 was earned at 90.4%. These shares reflect the remaining 9.6% of the unearned shares.
F3The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended. The shares identified herein were sold under Mr. Heasley's Rule 10b5-1 plan dated March 17, 2016. Such shares were sold pursuant to the cashless exercise of options granted to Mr. Heasley on July 24, 2007, which would otherwise expire in accordance with their terms on July 24, 2017. As of the date of this report, Mr. Heasley's beneficial ownership of the securities reported herein is 2,101,758 shares, consisting of 1,363,802 shares directly owned and 737,956 shares subject to currently exercisable options with a weighted average exercise price of $13.61.